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The Regulation of Securities Markets in China

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  • © 2018

Overview

Authors:
  1. Weiping He

    1. Monash University, Melbourne, Australia

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  • Provides comprehensive coverage of Chinese securities markets

  • Examines the link between regulation and politics in China

  • Features original empirical studies

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Table of contents (8 chapters)

  1. Front Matter

    Pages i-xi
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  2. Introduction

    • Weiping He
    Pages 1-18

  3. Theories of Securities Markets Regulation

    • Weiping He
    Pages 19-43

  4. The Regulatory Framework Under the CSRC

    • Weiping He
    Pages 45-79

  5. Regulation of Information

    • Weiping He
    Pages 81-124

  6. Insider Trading and Investor Protection

    • Weiping He
    Pages 125-170

  7. The One Bank–Three Commissions Regulatory Structure

    • Weiping He
    Pages 171-207

  8. Decentralization of the Regulation of China’s Financial Markets

    • Weiping He
    Pages 209-262

  9. Concluding Remarks

    • Weiping He
    Pages 263-267

  10. Back Matter

    Pages 269-290
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Keywords

About this book

This book offers an in-depth analysis of China’s contemporary securities markets regulatory system, with a focus on regulation in practice. Examining the roles of both the China Securities Regulatory Commission and local governments, He argues that the government has built and developed markets from scratch to address the needs of the state and the economy at large. This book describes the workings of national and sub-national securities markets, and such a comprehensive approach gives insight into the ability of state regulation to guide a financial system. This book also provides a unique practical perspective, explaining of the dynamics of regulation in relation to the operation of the Chinese political system. Finally, it incorporates original empirical studies, including semi-structured interviews of professionals and a survey of retail investors. This book is an unparalleled resource for anyone interested in the regulation of securities markets, as well as finance in China in general.

Authors and Affiliations

  • Monash University, Melbourne, Australia

    Weiping He

About the author

He Weiping is a lecturer at Monash Law School of Monash University, Australia. Her research interests are centered on comparative banking, financial markets regulations, and comparative corporate law issues. She is also the author of Banking Regulation in China (Palgrave Macmillan, 2014).

Bibliographic Information

  • Book Title: The Regulation of Securities Markets in China

  • Authors: Weiping He

  • DOI: https://doi.org/10.1057/978-1-137-56742-0

  • Publisher: Palgrave Macmillan New York

  • eBook Packages: Economics and Finance, Economics and Finance (R0)

  • Copyright Information: The Editor(s) (if applicable) and The Author(s) 2018

  • Hardcover ISBN: 978-1-137-56741-3Published: 17 February 2018

  • eBook ISBN: 978-1-137-56742-0Published: 12 February 2018

  • Edition Number: 1

  • Number of Pages: XI, 290

  • Number of Illustrations: 14 b/w illustrations

  • Topics: Asian Economics, Public Finance, International Economics

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