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Palgrave Macmillan

Sarbanes-Oxley

Building Working Strategies for Compliance

  • Book
  • © 2007

Overview

Part of the book series: Finance and Capital Markets Series (FCMS)

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Table of contents (26 chapters)

  1. The Sarbanes-Oxley Act

  2. The Requirement: SOX and the Financial Sector

  3. Practical Compliance

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About this book

Since its inception, several lawsuits have been filed under the Sarbanes Oxley Act, some corporate executives are serving jail sentences and share prices of affected companies have dropped by millions. This book examines how compliance is achieved and maintained. It explores successful strategies and suggests effective measures for implementation.

About the authors

TERENCE SHEPPEY has over twenty years experience in the IT and communications industry, including twelve working with international companies and managing global relationships. His work on shaping strategies led him to found Precision Texts Ltd., a strategy, white paper and documentation specialist consultancy. Experience of working with major financial institutions and researching regulatory frameworks has led to expertise in the history and direction of financial regulation.

ROSS McGILL is a prolific author in this field. His extensive experience is based on over a decade of providing the financial services sector with practical, best practice solutions to compliance, data protection, corporate governance and regulatory issues. He is Director of Marketing for Globetax and Managing Director of TConsult Ltd. He is the author of two best-selling books on international regulations and treaties.

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