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Financial Markets Regulation

A Practitioner’s Perspective

  • Book
  • © 1997

Overview

Editors:
  1. Alain Jeunemaître

    1. Centre de Recherche en Gestion, École Polytechnique, Paris, France
      Regulatory Policy Research Centre, Hertford College, Oxford, UK

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Part of the book series: Studies in Regulation (STUDREG)

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Table of contents (16 chapters)

  1. Front Matter

    Pages i-xv
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  2. The assessment of financial regulation

    1. Front Matter

      Pages 1-1
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    2. Introduction

      • Hervé Dumez, Alain Jeunemaître
      Pages 3-24

    3. The assessment of financial regulation from a regulator’s perspective

      • Michael Blair
      Pages 25-32

    4. Financial regulation as the safeguard of balances in a global context

      • Pierre Fleuriot
      Pages 33-39

    5. Financial markets regulation: The role of a separate competition authority

      • Christopher Wright
      Pages 40-71

  3. Financial innovation and markets regulation

    1. Front Matter

      Pages 73-73
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    2. The assessment of financial markets’ regulation

      • Patrick Stephan
      Pages 75-83

    3. Facing new regulatory challenges: The case of proprietary trading systems

      • François Champarnaud
      Pages 84-91

    4. Regulatory efficiency: A market assessment

      • Nick Weinreb
      Pages 92-102

    5. Efficiency and stability considerations in the design of prudential ratios: Some reflections

      • Christian de Boissieu
      Pages 103-116

  5. Fraud issues

    1. Front Matter

      Pages 137-137
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    2. Self-regulation and financial fraud

      • Jacques Loubert
      Pages 139-154

    3. Legal aspects of financial fraud

      • Paul Mitchard
      Pages 155-170

  6. The European perspective

    1. Front Matter

      Pages 171-171
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    2. Regulatory arbitrage, harmonization and financial innovation

      • Christopher Cruickshank
      Pages 173-178

    3. Experiencing regulatory harmonization: The UK implementation of the investment services directive

      • Alistair Alcock
      Pages 179-191
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Keywords

About this book

What lies at the heart of financial regulation? Economic principles? Public interest motives? Bureaucratic procedures? Many academics have extensively written on financial regulation. Rarely, practitioners, and in particular European practitioners, have had their say, the opportunity to express their views on how financial regulation is and should be governed. The book attempts to fill that gap: heads of Securities Commissions, representatives of self-regulatory organizations and exchanges, lawyers, have debated on the different issues of regulation. They draw the lessons from their experience and their regulatory achievements.

Editors and Affiliations

  • Centre de Recherche en Gestion, École Polytechnique, Paris, France

    Alain Jeunemaître

  • Regulatory Policy Research Centre, Hertford College, Oxford, UK

    Alain Jeunemaître

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