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Finance and Capital Markets Series

Sarbanes-Oxley

Building Working Strategies for Compliance

Authors: Sheppey, T., McGill, R.

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eBook 169,99 €
price for Spain (gross)
  • ISBN 978-0-230-59802-7
  • Digitally watermarked, DRM-free
  • Included format: PDF
  • ebooks can be used on all reading devices
  • Immediate eBook download after purchase
Hardcover 217,36 €
price for Spain (gross)
  • ISBN 978-0-230-00678-2
  • Free shipping for individuals worldwide
  • Usually dispatched within 3 to 5 business days.
  • The final prices may differ from the prices shown due to specifics of VAT rules
About this book

Since its inception, several lawsuits have been filed under the Sarbanes Oxley Act, some corporate executives are serving jail sentences and share prices of affected companies have dropped by millions. This book examines how compliance is achieved and maintained. It explores successful strategies and suggests effective measures for implementation.

About the authors

TERENCE SHEPPEY has over twenty years experience in the IT and communications industry, including twelve working with international companies and managing global relationships. His work on shaping strategies led him to found Precision Texts Ltd., a strategy, white paper and documentation specialist consultancy. Experience of working with major financial institutions and researching regulatory frameworks has led to expertise in the history and direction of financial regulation.

ROSS McGILL is a prolific author in this field. His extensive experience is based on over a decade of providing the financial services sector with practical, best practice solutions to compliance, data protection, corporate governance and regulatory issues. He is Director of Marketing for Globetax and Managing Director of TConsult Ltd. He is the author of two best-selling books on international regulations and treaties.

Table of contents (26 chapters)

  • What is Sarbanes-Oxley?

    Sheppey, Terence (et al.)

    Pages 3-6

    Preview Buy Chapter 30,19 €
  • Background and Legislative Trends

    Sheppey, Terence (et al.)

    Pages 7-18

    Preview Buy Chapter 30,19 €
  • Perspectives for the Financial Sector

    Sheppey, Terence (et al.)

    Pages 19-26

    Preview Buy Chapter 30,19 €
  • An Overview of the Act

    Sheppey, Terence (et al.)

    Pages 27-61

    Preview Buy Chapter 30,19 €
  • Why are Financial Services Affected?

    Sheppey, Terence (et al.)

    Pages 65-77

    Preview Buy Chapter 30,19 €

Buy this book

eBook 169,99 €
price for Spain (gross)
  • ISBN 978-0-230-59802-7
  • Digitally watermarked, DRM-free
  • Included format: PDF
  • ebooks can be used on all reading devices
  • Immediate eBook download after purchase
Hardcover 217,36 €
price for Spain (gross)
  • ISBN 978-0-230-00678-2
  • Free shipping for individuals worldwide
  • Usually dispatched within 3 to 5 business days.
  • The final prices may differ from the prices shown due to specifics of VAT rules

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Bibliographic Information

Bibliographic Information
Book Title
Sarbanes-Oxley
Book Subtitle
Building Working Strategies for Compliance
Authors
Series Title
Finance and Capital Markets Series
Copyright
2007
Publisher
Palgrave Macmillan UK
Copyright Holder
Palgrave Macmillan, a division of Macmillan Publishers Limited
eBook ISBN
978-0-230-59802-7
DOI
10.1057/9780230598027
Hardcover ISBN
978-0-230-00678-2
Edition Number
1
Number of Pages
XXIII, 416
Topics